Banking and financial services
Commercial and transactions
Charles has extensive experience acting in banking and finance disputes but specialises in acting for corporates, financial institutions and individuals under investigation and in enforcement proceedings brought by a variety of regulatory bodies such as the Financial Conduct Authority, the Serious Fraud Office, the Takeover Panel, HM Revenue & Customs and Lloyd’s of London. He has been involved in many of the most high-profile market misconduct cases which have been brought by the FCA. In addition, he has considerable experience of managing multi-jurisdictional regulatory issues and investigations and of conducting internal investigations and reviews following the discovery of suspected compliance failures.
Charles has acted in some of the most significant and high-profile investigations and enforcement cases which have been brought including: